Disclosure

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Please read this Risk Disclosure Document as prescribed by SEBI carefully.

The following disclosure is related with the daily operations of CapitalVia

IMPORTANT: Please note that CapitalVia Global Research Limited ("CapitalVia") on account of its internal policy decision will not provide any new services with effect from 1st April, 2023. However, we are committed to serve our existing clients (limited only to services activated prior to 1st April, 2023).  Kindly do not make any payments in the bank accounts of CapitalVia post 31st March, 2023.

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1. CapitalVia Global Research Limited - Investment Advisor (hereinafter referred as “CapitalVia”) shall not be liable for any misrepresentation, falsification, and deception or for any lack of availability of services through the website, even if the same are advertised for, on the website.
2. Customers to take a note: With effect from 1st April, 2023, we do not contact you from any number for the purpose of offering subscription to investment advisory services. Thus, any call from any number claiming to be from CapitalVia Global Research Limited- Investment Adviser shall be completely ignored. Please beware of spoof calls and report such cases on our hotline number +91 8085999333.
3. CapitalVia confirms that none of our employee can engage in (directly or indirectly) any trade or business in capital market. We do not allow any of our employees to participate in trading business. We also restrict our people from getting into any related business or otherwise for ensuring unbiased services to the clients of CapitalVia.
4. In compliance to SEBI (Investment Advisers) Regulation 2013, all our Research Analysts are certified by the National Institute of Securities Market (NISM) with an experience of more than 5000 Hours and it’s still adding.
5. CapitalVia categorically states that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by CapitalVia), will be profitable or equal any historical performance level(s).
6. CapitalVia is not liable for use of research report through channels such as Advisory Mandi, Investing etc. where research reports are published without any consideration from the investors. CapitalVia reiterates that, while investing, your capital is always at risk. Please invest, responsibly and before deciding to trade on any recommendations, please undertake risk profile assessment on our website.
7. Your KYC and Risk Profiling formalities need to be complete before you can use any service from CapitalVia. Even if the subscription fee is paid, no service would be rendered to any customer before completion of KYC and RPM formalities. For completing the KYC formalities, we proceed with the information mentioned on the PAN Card Number only.
8. The service offered to any customer depends on his/her Risk Profile Management. CapitalVia offers only those services to the customers which are either of the same risk categories or less. In all the other cases, CapitalVia offers no services and the subscription fee is returned.
9. The website contains features of the services that are currently being offered by CapitalVia and those intended to be offered in the future.   CapitalVia intends to launch the services, confirming with the features listed on the website in total, however, due to business need and     regulatory requirement the final launch may contain variables. Notwithstanding anything contained in the website regarding the services,   CapitalVia may decide to postpone the offering of the services or may even decide to withdraw the offering or even a currently offered     service altogether.
10. Any alliances, partnership co-branding that we have do not guarantee or assure free gifts, profit etc. These partnerships are meant for providing additional benefits to our subscribers during festive season or special occasions while they are subscribing our services. These offers by no means designed or presented to lure our prospects towards subscribing our services.
11. CapitalVia is not engaged in any kind of execution services. Its association with Finofy Technologies Pvt. Ltd., CapitalVia Fintech Pvt. Ltd. and Bellcurve Broking Pvt. Ltd. are restricted to mutually beneficial business support/ assistance. In order to ensure compliance with SEBI (Investment Advisors) Regulations, 2013, it is ensured by CapitalVia that there is no duplicity of clients across these entities. However, due to any unavoidable circumstances if any duplicity is found, such Clients are refunded as per the mutual arrangement between the entities.
12. CapitalVia reserves the right to modify/ alter/ change the content of its website. Clients are advised to update themselves from time to time.
13. Clarification on the news published on 28th June 17 on the 13th Page of Indore Times of India. Click Here
14. Investments in securities are subject to market risks, which include price fluctuation risk. There is no assurance or guarantee that the objectives of any of the products mentioned in this document or on this site will be achieved.
15. As a business, we offer stock recommendations based on technical research ONLY to our subscribers. We have not authorized any organization or firm to represent us and offer stock recommendations on our behalf.
16. As a business, we DO NOT offer or involved in any execution services. Our services are limited to providing research based trading signals.
17. Methodology of maintaining track record of recommendations Click Here
18. Police advisory for investors who are taking services of investment advisors. Click Here
19. Public Notice to draw the attention of investors at large about the prevalence of fraudulent activities being perpetuated by fraudsters who aim to deceive and defraud the investors by misusing CapitalVia's name, logo and other intellectual property. Click Here
20. Dear Investors, please note that with effect from January 2021, CapitalVia has launched new service line, however, please note that we shall continue serving customers who had subscribed to previous services till completion thereof in  compliance with new SEBI guidelines.
21. Research data and reports published/ emailed/ text messaged/ transmitted through mobile application/s, by CapitalVia or those recommendation or offers or opinions concerning securities or public offer which are expressed as and during the course of "Public Appearance" are for informational purposes only. The reports are provided for assistance and are not intended to be and must not alone be taken as the basis for an investment decision. The user assumes the entire risk of any use made of this report/ analysis/ call. Though disseminated to clients simultaneously, not all clients may receive the reports at the same time.
22. Analyst or any person related to CapitalVia may or may not be holding positions in the stocks recommended.
23. Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISORS)  REGULATIONS, 2013 for the following financial years are as under:

Disciplinary History

CapitalVia was served a show cause notice (Interim Order) on 11th November 2016 by the regulator SEBI for the procedural gap and subsequently passed a final order on 20th January 2017  and advised CapitalVia ‘not to solicit or undertake any fresh advisory business’ for the period of four months which has ended on EOD 19th May, 2017.

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